As filed with the Securities and Exchange Commission on March 6, 2024

Registration No. 333-274329

 

 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

 

POST-EFFECTIVE AMENDMENT No. 1

to

FORM S-11
FOR REGISTRATION UNDER THE SECURITIES ACT OF 1933
OF SECURITIES OF CERTAIN REAL ESTATE COMPANIES

 

WHEELER REAL ESTATE INVESTMENT TRUST, INC.

(Exact name of registrant as specified in governing instruments)

 

2529 Virginia Beach Blvd.

Virginia Beach, Virginia 23452
(757) 627-9088 

(Address, including zip code, and telephone number, including area code, of registrant’s principal executive offices)

 

Kaufman & Canoles, P.C.

150 W. Main Street, Suite 2100

Norfolk, VA 23510

(757) 624-3000
(Name, address, including zip code, and telephone number, including area code, of agent for service)

 

Copies to:

Daniel P. Raglan, Esq.
Cadwalader, Wickersham & Taft LLP
200 Liberty Street
New York, NY 10281
(212) 504-6000

 

Approximate date of commencement of proposed sale to the public: From time to time after the effective date of this Registration Statement.

 

If any of the securities being registered on this Form are to be offered on a delayed or continuous basis pursuant to Rule 415 under the Securities Act of 1933, check the following box. ☒

 

If this Form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ☐

 

If this Form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ☐

 

If this Form is a post-effective amendment filed pursuant to Rule 462(d) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ☒ Registration No. 333-274329

 

If delivery of the prospectus is expected to be made pursuant to Rule 434, check the following box. ☐

 

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company, or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company,” and “emerging growth company” in Rule 12b-2 of the Exchange Act.:

 

Large accelerated filer  ☐ Accelerated filer
Non-accelerated filer  ☒ Smaller reporting company ☒ 
    Emerging growth company

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act. ☐

 

 

 

 

 

 

EXPLANATORY NOTE

 

This Post-Effective Amendment No. 1 to the Registration Statement on Form S-11 (Registration No. 333- 274329) is filed pursuant to Rule 462(d) solely to add exhibits not previously filed with respect to such Registration Statement.

 

 

 

 

PART II

 

Information Not Required In Prospectus

 

Item 36. Financial Statements and Exhibits.

 

(b) Exhibits.

 

The following exhibit is filed as part of this Registration Statement:

 

Exhibit No.   Description
23.1   Consent of Cherry Bekaert LLP

 

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SIGNATURES

 

Pursuant to the requirements of the Securities Act of 1933, the registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing this Form S-11 and has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Virginia Beach, State of Virginia, on March 6, 2024.

 

  WHEELER REAL ESTATE INVESTMENT TRUST, INC.

 

  By: /s/ M. Andrew Franklin
    M. Andrew Franklin
    Chief Executive Officer and President
(Principal Executive Officer)

 

  By: /s/ Crystal Plum
    Crystal Plum
    Chief Financial Officer
(Principal Financial Officer and
Principal Accounting Officer)

 

Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed below by the following persons on behalf of the Company and in the capacities and on the dates indicated.

 

Name   Title   Date
         
/s/ M. Andrew Franklin   Chief Executive Officer and    
M. Andrew Franklin   President (Principal Executive Officer)   March 6, 2024
         
/s/ Crystal Plum   Chief Financial Officer    
Crystal Plum   (Principal Financial Officer and
Principal Accounting Officer)
  March 6, 2024
         
*        
Stefani D. Carter   Chair of the Board   March 6, 2024
         
*        
E.J. Borrack   Director   March 6, 2024
         
*        
Kerry G. Campbell   Director   March 6, 2024
         
*        
Saverio M. Flemma   Director   March 6, 2024
         
*        
Megan Parisi   Director   March 6, 2024
         
*        
Dennis Pollack   Director   March 6, 2024
         
*        
Joseph D. Stilwell   Director   March 6, 2024

 

*By:  /s/ M. Andrew Franklin   March 6, 2024
  M. Andrew Franklin,    
  Attorney-in-Fact    

 

 

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