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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

 

WASHINGTON, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(d) OF THE

SECURITIES EXCHANGE ACT OF 1934

 

Date of report (date of earliest event reported): June 13, 2023

 

WHEELER REAL ESTATE INVESTMENT TRUST, INC.

(Exact name of registrant as specified in its charter)  

 

Maryland   001-35713   45-2681082

(State or other jurisdiction of
incorporation or organization)

 

(Commission File Number)

 

(IRS Employer

Identification No.)

 

2529 Virginia Beach Blvd.

Virginia Beach, VA

  23452
(Address of principal executive offices)   (Zip code)

 

Registrant’s telephone number, including area code: (757627-9088

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligations of the registrant under any of the following provisions: 

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
   
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
   
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
   
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class   Trading Symbol(s)   Name of each exchange on which registered
Common Stock, $0.01 par value per share   WHLR   Nasdaq Capital Market
Series B Convertible Preferred Stock   WHLRP   Nasdaq Capital Market
Series D Cumulative Convertible Preferred Stock   WHLRD   Nasdaq Capital Market
7.00% Subordinated Convertible Notes due 2031   WHLRL   Nasdaq Capital Market

 

 

 

 

 

 

Item 8.01 Other Events.

 

On June 13, 2023, counsel to Wheeler Real Estate Investment Trust, Inc. (the “Company”) sent, on behalf of the Company, a letter to Daniel Khoshaba in response to Mr. Khoshaba’s letter received by the Board of Directors of the Company on June 12, 2023. Mr. Khoshaba’s letter was included as an exhibit to Schedule 13D/A filed by Mr. Khoshaba with the Securities and Exchange Commission on June 13, 2023. A copy of counsel’s letter is included as Exhibit 99.1 to this Current Report on Form 8-K and is incorporated herein by reference.

 

The foregoing description of Exhibit 99.1 does not purport to be complete and is qualified in its entirety by reference to the full text of the exhibit.

 

Item 9.01 Financial Statements and Exhibits.

 

(d) Exhibits.

 

Exhibit No.   Description
99.1   Letter to Daniel Khoshaba dated June 13, 2023
104   Cover Page Interactive Data File (embedded within the Inline XBRL document)

 

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SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

WHEELER REAL ESTATE INVESTMENT TRUST, INC.  
     
By: /s/ M. Andrew Franklin  
  Name: M. Andrew Franklin  
  Title: Chief Executive Officer and President  

 

Dated: June 14, 2023

 

 

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